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But a worse brake on exports was Britain’s unfriendly trade policy. Before the Revolution, colonial merchants had grown rich trading in the British West Indies. Now only American goods transported on English ships were admitted; goods on U.S. ships were turned away. Adams ambitiously proposed a new agreement that would have opened not only the British West Indies, but Canada, Nova Scotia, and Newfoundland to American products transported by American ships. The British were politely uninterested. Jefferson estimated British trade restrictions during the 1780s cost the United States 800 to 900 shiploads of goods, with a proportionate deficit in seamen, shipwrights, and shipbuilding.
High hopes were pinned on France, America’s great war ally, becoming its great peacetime trade partner, obviating the need for more generous British agreements. The French, however, lacked the financial wherewithal to extend credit—a critical component that had never been a problem with English merchants. Without credit, U.S. merchants, lacking cash to make the purchases outright, were unable to buy finished goods in France to sell in America. A lesser impediment to a robust U.S.—French trade alliance was the American consumer’s preference for English products, a consequence of long familiarity. There were other barriers as well: the high French protective trade tariffs, and French certainty that American merchants would only use the profits from any trade with France to pay off their debts to France’s enemy, England.
Frustrated by the British and French, U.S. merchants pursued alternative markets in Asia and along the Baltic Sea. American tobacco, flour, and rum were prized in the chilly northern principalities, and the merchantmen returned from the Baltic laden with iron; duck cloth, a durable cotton fabric; and hemp. But the Baltic commerce was only modestly successful. China, however, fired American businessmen’s imaginations with its potentially huge market. The trick was finding commodities the Chinese desired. The Empress of China cast off from Sandy Hook, New Jersey, in 1784 on its historic voyage to Canton bearing the shimmering hopes of businessmen who thought they had hit upon an ingenious solution to the conundrum of Chinese consumerism. The Empress was loaded with finished New England goods, which were bartered for furs in Vancouver and sandalwood in Hawaii. Chinese merchants snapped up their furs and sandalwood, encouraging U.S. merchants to expand their Oriental speculations to India and Indonesia. But for all their trouble the merchants were disappointed when their efforts scarcely dented the lost trade with Britain.
Jefferson reached the Adams home in the last damp, blustery days of winter, his scientist’s curiosity piqued by the prospect of meeting a Barbary “musselman” in the flesh. The novelty wore off quickly after the three ministers sat down together at Abdrahaman’s home, and the Tripolitan gave them a matter-of-fact disquisition on temporary peace and “perpetual peace,” and their respective costs. Temporary peace was good for one year, he said, and would cost 12,500 guineas, plus a 10 percent commission for Abdrahaman, or roughly $66,000 in all. Perpetual peace—supposedly everlasting, yet, as they all well knew, anything but that—was a bargain in the long run, he said. It would cost 30,000 guineas, plus the customary 10 percent commission, or a total of about $160,000. Abdrahaman reminded them politely that a state of war existed between their nations until America bought its peace. Jefferson and Adams were aghast at the figures he had quoted; Jay had authorized them to borrow only $80,000 for treaties with all the Barbary States. Abdrahaman went on to inform them that Tunis would demand a similar payment, but Algiers, the most powerful corsair regency, would probably expect more, plus ransom for the twenty-one captives from the Maria and Dauphin. He did not mention Morocco, the fourth Barbary State.
Adams and Jefferson argued vainly that America’s basis for relations with other nations was the converse of Tripoli’s: It regarded all nations as friends, and made war only upon provocation. How had the United States provoked Tripoli? they wanted to know. Abdrahaman said they didn’t understand the fine points of Islamic jihad, as it was interpreted in Barbary. He proceeded to illuminate the ministers. “The Ambassador,” Jefferson later wrote to Jay, “answered us that it was founded on the Laws of their Prophet, that it was written in their Koran, that all nations who should not have acknowledged their authority were sinners, that it was their right and duty to make war upon them wherever they could be found, and to make slaves of all they could take as Prisoners, and that every Musselman who should be slain in battle was sure to go to Paradise.” The ambassador said the pirate crews were inspired to “the most desperate Valour and Enterprise” by the promise of a slave and an extra share of the loot to the first crewman to board an enemy ship. Merchant ship crews seldom resisted, and Jefferson said Abdrahaman “verily believed the Devil assisted his Countrymen, for they were almost always successful.” Abdrahaman was paraphrasing the Koran’s rules of engagement, as described in the 47th Surah: “Whenever you encounter the ones who disbelieve [during wartime], seize them by their necks until once you have subdued them, then tie them up as prisoners, either in order to release them later on, or also to ask for ransom, until war lays down her burdens.” By first extending peace terms, impossible though they were, Abdrahaman also had satisfied his holy book’s stipulation that Moslems must give enemies the option of war or peace before attacking, a commonly ignored preliminary.
After doing the arithmetic, Jefferson gloomily estimated the United States would have to pay more than $1.3 million to make peace with all the Barbary States and ransom the captives, which meant going to Amsterdam, hat in hand, to request a loan from the Dutch bankers, who usually were willing to extend credit to America. Jay, however, advised against it; it would be improvident to pile on more financial commitments when American credit was shaky as it was, with little to recommend it but the republic’s glorious future, glimmering only faintly through the Revolution’s miasmic aftermath.
Adams and Jefferson were fellow founders of the republic, still in the first, amiable phase of their long relationship, and virtually the only U.S. ministers empowered by Congress to negotiate treaties on America’s behalf Their responsibilities today would occupy hundreds of State Department employees. But in 1786, the United States, with slightly more than 3 million people, had a population scarcely equaling that of present-day Iowa or Connecticut. Its leaders were as well known to one another as members of an exclusive club. Because of the very recent experience of the Revolution, they typically presented a united front to the world, although at times they might disagree among themselves. Thus, no diplomatic meltdown occurred when Jefferson and Adams discovered that they disagreed over how to deal with the Barbary States. Friends since 1775, when they had served on the committee that drafted the Declaration of Independence, written by Jefferson and edited by his colleagues, Jefferson looked upon Adams, eight years his senior, as a mentor, and Adams regarded Jefferson as a protégé. They were in the habit of sharing their views, and agreed to do so now, in a series of candid letters—Adams the pragmatist favoring tribute, and Jefferson the idealist, war.
Adams observed that the loss of the Mediterranean trade would cost more than tribute, as would war. Therefore, tribute was preferable. In the best Enlightenment fashion, Adams set forth four propositions:1. Peace could be purchased;
2. Without payment, there could be no peace in the Mediterranean;
3. No actions by Europe would either increase or lower peace’s price; and
4. Delayed negotiations would drive up the price America would ultimately pay.
“From these premises, I conclude it to be the wisest for us to negotiate and pay the necessary sum without loss of time.”
What did Jefferson think? Adams wanted to know. “If you admit them all, do you admit the conclusion? Perhaps you will say, fight them, though it should cost us a great sum to carry on the war, and although, at the end of it, we should have more money to pay as presents. If this is your sentiment, and you can persuade the southern States into it, I dare answer for it that all from Pennsylvania, inclusively northward, would not object. It would be a good occas
ion to begin a navy.”
This last ringing phrase would resonate through the years. It was odd that the man who uttered it would commonly be mischaracterized as having opposed war with Barbary. Adams was certain America would win once it resolved to fight, “but the difficulty of bringing our people to agree upon it, has ever discouraged me....” It was too bad there was no support for a war, because it would be “heroical and glorious” at a time when “the policy of Christendom has made cowards of all their sailors before the standard of Mahomet.” Realistically, though, there was neither money nor public support for a war, Adams said, concluding that the immediate goal should be to restore the Mediterranean trade and nothing more; its absence was simply too costly. “At present we are sacrificing a million annually, to save one gift of 200,000 pounds. This is not good economy. We might, at this hour, have two hundred ships in the Mediterranean, whose freights alone would be worth 200,000 pounds, besides the influence upon the price of our produce.”
Jefferson replied with one of the most eloquent letters that he ever wrote. “I acknowledge, I very early thought it would be best to effect a peace through the medium of war,” he began. “Though it is a question with which we have nothing to do, yet as you propose some discussion of it, I shall trouble you with my reasons.” He agreed with Adams’s first three propositions. “As to the fourth, that the longer the negotiation is delayed, the larger will be the demand; this will depend on the intermediate captures: if they are many and rich, the price may be raised; if few and poor, it will be lessened.”
A better policy would be to dictate peace through the expedient of war, through the agency of a navy. Jefferson gave six reasons, the first three reflecting his idealized vision of America:1. Justice is in favor of this opinion.
2. Honor favors it.
3. It will procure us respect in Europe; and respect is a safeguard to interest.
4. It will arm the Federal head with the safest of all the instruments of coercion over its delinquent members, and prevent it from using what would be less safe. I think that so far, you go with me. But in the next steps, we shall differ.
5. I think it least expensive.
Jefferson then performed some dubious math. Building the 150-gun naval fleet he envisioned would cost 450,000 pounds sterling, and maintaining it, he claimed, 45,000 pounds annually—little more than what annual tribute might cost. America should build a small navy, war or no, to protect trade, he reasoned, and keeping it idle would still entail cost—fully half the price of having it patrol the western Mediterranean. Therefore, “we have a right to say that only twenty-two thousand and five hundred pounds sterling, per annum, should be charged to the Algerine war.”
His sixth reason, “It will be as effectual,” was predicated on his recollection that France once was able to dictate treaty terms to Algiers after a three-month blockade. The United States also could establish a blockade, aided by Naples and Portugal, and perhaps other nations as well.
Adams conceded there were excellent reasons for going to war with the Barbary States. “The resolution to fight them would raise the spirits and courage of our countrymen immediately, and we might obtain the glory of finally breaking up these nests of banditti.” But while glory and fighting spirit were admirable ideals, they were too insubstantial to justify a war that would end only in a purchased peace, and that would harm America more than Barbary. “If We take a Vessell of theirs We get nothing but a bad Vessell fit only to burn, a few Guns and a few Barbarians, whom We may hang or enslave if We will, and the Unfeeling Tyrants whose Subjects they are will think no more of it, than if We had killed so many CatterPillars upon an Apple tree. When they take a Vessell of ours, they not only get a rich Prize, but they enslave the Men and if there is among them a Man of any Rank or Note they demand most exorbitant ransoms for them.” Moreover, “congress will never, or at least not for years, take any such resolution, and in the mean time our trade and honor suffers beyond calculation. We ought not to fight them at all unless we determine to fight them forever. This thought, I fear, is too rugged for our people to bear.” Adams saw all too well that their debate, stimulating as it might be, was of no consequence. “... I perceive that neither force nor money will be applied. Our States are so backward, that they will do nothing for some years.”
Adams’s words tellingly described the United States under the weak Articles of Confederation, which emphasized the sovereignty of individuals and states at the expense of the federal government. The Confederation government first had to obtain the approval of nine of the thirteen states before taking any important action. Nine states seldom agreed on anything, even foreign trade, which to a large extent was left up to the individual states, and with chaotic results: states vying with and undercutting one another to snatch foreign markets. The treasury was heavily in debt from the Revolutionary War. In 1785, the government sold the last Continental Navy warship, the Alliance, to pay off some of the debt. The Confederation Congress’s sole tax, the postage stamp, paid for mail delivery only.
A navy couldn’t very well be built with postage stamps.
America’s dilemma in the Mediterranean was painfully clear in Philadelphia. George Washington voiced the leaders’ frustration. “It seems almost Nugatory to dispute about the best mode of dealing with the Algarines when we have neither money to buy their friendship nor the means of punishing them for their depredations upon our people & trade,” he wrote the Marquis de Lafayette in 1787. “If we could command the latter I should be clearly in sentiments with you and Mr. Jefferson, that chastisement would be more honorouble, and much to be preferred to the purchased friendship of these Barbarians—By me, who perhaps do not understand the policy by which the Maritime powers are actuated, it has ever been considered as reflecting the highest disgrace on them to become tributary to such a banditti, who might for half the sum that is paid them be exterminated from the Earth.”
John Jay, too, longed to wage war on Algiers. “‘I should not be angry,’” the French ambassador said the foreign secretary told him, “‘if the Algerines came to burn some of our maritime Towns, in order to restore to the United States their former energy, which peace and Commerce have almost destroyed. War alone can bring together the various States, and give a new importance to Congress....’” Jay also confided to Jefferson, “If we act properly, I shall not be very sorry for it. In my Opinion it may lay the Foundation for a Navy, and tend to draw us more closely into a foederal System.”
Years before the Abdrahaman meeting, before the capture of the three American merchantmen by Morocco and Algiers, Jefferson had advocated building a navy to stand up to the Barbary States. As was to be his lifelong habit, Jefferson shared his ideas with his fellow Virginians, confidants and proteges, James Madison and James Monroe. “We ought to begin a naval power, if we mean to carry on our own commerce,” he wrote to Madison in November 1784. “Can we begin it on a more honourable occasion or with a weaker foe? I am of opinion [John] Paul Jones with half a dozen frigates would totally destroy their commerce; not by attempting bombardments as the Mediterranean states do ... but by constant cruising and cutting them to peices by peicemeal.” He confided his private assay of the Barbary States’ naval strength to Monroe. “These pyrates are contemptibly weak,” he concluded. Morocco, he said, had four or five frigates of 18 or 20 guns. Tripoli floated a single frigate, and Tunis, three or four, every one of them “small & worthless.” Algiers was more formidable with 16 ships carrying 22 to 52 guns. He was decidedly unimpressed with them all. “... the vessels of all these powers are wretched in the last degree, being mostly built of the discordant peices of other vessels which they take & pull asunder.” War, as he would repeatedly declare, was the only currency besides bribes and tribute that the Barbary States respected. He neatly summarized his thoughts on the subject in a striking aphorism: “A coward is much more exposed to quarrels than a man of spirit.”
Odd as it may seem, Morocco’s seizure of the Betsey wasn’t so much an act of war
as a cry for attention. Emperor Sidi Muhammad ibn Abd Allah, arguably the mildest, wisest Barbary ruler at the time, had had a rooting interest in the upstart colonists during the Revolutionary War, a strange attitude for a monarch. For years, he had anticipated diplomatic relations with the American republic. Back in 1780, with the war’s outcome by no means decided, the emperor had told U.S. consuls from Spain that if America won independence from England, he wished to sign a treaty. It was more than just a pecuniary interest; Sidi Muhammad genuinely wanted to be one of the first rulers to recognize the new nation.
Sidi Muhammad grew impatient when four years passed without a U.S. envoy arriving in Tangier. In 1784 he ordered his corsairs to seize American shipping, extremely scarce in the Mediterranean that year. The Betsey was taken in October. Alcaid Driss, the emperor’s secretary, explained to William Carmichael, interim U.S. charge d‘affaires in Madrid, in December that America had brought the misfortune on itself by disregarding Sidi Muhammad. “It is not surprising then that he should use his rights, in such sort however that the Vessel with its Crew shall be returned provided that Congress thinks proper to send as soon as possible a Charge d’Affaires or Consul for the purpose of making peace with this August African Monarch.” The emperor anticipated an envoy bearing generous gifts.